Job offer: PB Compliance Officer


Announced
22/10/20243 month(s) ago
Job Status
Full Time
Job Type
Employee
Expiration Date
19/01/2025 26 days left
Job Location
Job Title
PB Compliance Officer
Job Presentation
PB Compliance Officer Posting Date : 21 Oct 2024 | Close Date :19 Jan 2025 

PB Compliance Officer

Role Overview:

As a PB Compliance Officer, you will be responsible for managing regulatory and compliance matters, ensuring alignment with local regulations, and providing compliance advisory support to the business unit. You will be involved in overseeing regulatory developments and updating compliance policies to effectively mitigate risks.

Key responsibilities include:

  • Handling communications with local authorities such as the SEC Thailand and liaising with the parent company.
  • Assisting in the regulatory and compliance aspects of DC Advisory private banking operations set to launch in Thailand.
  • Designing and conducting risk-based local compliance monitoring programs.
  • Supporting the private banking business unit both locally and regionally on compliance-related matters.
  • Conducting reviews on post-trade monitoring, e-communication surveillance, and other compliance tasks.

Key Qualifications:

  • A bachelor’s degree or higher in a relevant field such as law, accounting, finance, or business administration.
  • Experience in a compliance role, with a strong understanding of local regulatory requirements.
  • Fluent in both Thai and English, with excellent communication and stakeholder management skills.

Let me know if we can have a quick chat about this role naka.



Sub Specialization : Banking and Financial Services;Private Banking Type of Employment : Permanent Minimum Experience : 4 Years Work Location : Bangkok

How to Apply?

Please apply for this job on EPS.in.th website:
JOB BY
EPS Recruitment Thailand
Unit 1704, Level 17, Mercury Tower, Ploenchit Road, Lumphini, Pathum Wan, Bangkok
  +66 2105 4633

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